SEC cancels R&L Investments license, slaps P25-million fine over stocks scandal

The Securities and Exchange Commission revokes the license of brokerage firm R&L Investments Incorporated and its key officers for fraud leading to a P700-mi...

SEC cancels R&L Investments license, slaps P25-million fine over stocks scandal
rapplerdotcom
1.3K views • Jun 16, 2021
SEC cancels R&L Investments license, slaps P25-million fine over stocks scandal

About this video

The Securities and Exchange Commission revokes the license of brokerage firm R&L Investments Incorporated and its key officers for fraud leading to a P700-million loss in client shares. Full story: https://www.rappler.com/business/securities-exchange-commission-rl-investments-license-revoked-fined

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Jun 16, 2021

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