Series 66 Exam: Taking a Final

Can you pass this Series 66 practice Final? Studying for the Series 66 is taking exams in addition to a lot of reading the book. I've been getting a lot of requests to take the series 66 exam online and show you how I would process the questions. It seems that watching other people take exams is a useful tool to supplement your studying. The series 66 exam allows you to be both an agent and an investment advisor representative on the state level. It is a combination of the series 63 exam and the series 65 exam. the series 66 exam is 100 questions of which close to half of them are regulations, state and federal. Come watch the video and see how you do on this exam. The best way to take this is to watch The Question come up hit pause and then answer it yourself and see how you do. Good luck!


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0:00 Intro
0:47 Q1 529 Plan
1:53 Q2 Criminal Behavior
2:48 Q3 Registered Rep
3:28 Q4 Publicly traded company
4:04 Q5 TIPS
4:20 Q6 beta
4:54 Q7 Investment adviser
5:40 Q8 Forward pricing
6:16 Q9 Sharpe ratio
7:09 Q10 Persons
7:50 Q11 Anti Fraud
8:46 Q12 Agents registration
9:38 Q13 Split commissions
10:39 Q14 Order tickets
10:56 Q16 Financial models
11:43 Q17 Investment Analysts
12:26 Q18 Lending/ Borrowing
13:04 Q19 NASAA
14:06 Q20 Fraudulent & Prohibited actions
14:57 Q21 Investment Objective
15:38 Q22 Valuation ratios
16:21 Q23 Suitable investment
17:15 Q24 Reg Rep Unethical/ Prohibited
18:24 Q25 Limited Partnership
18:47 Q26 Capital Appreciation
19:43 Q27 Registered agent Loan
20:53 Q28 Spouse Death
21:40 Q29 Canadian broker dealers
22:46 Q30 Tax Code
23:52 Q31 Gifting shares
25:04 Q32 Account types
25:58 Q33 P/e ratio
26:12 Q34 ETN
26:30 Q35 Types of bonds
27:07 Q36 Sharpe Ratio
27:36 Q37 Allocation
28:32 Q38 Registration
29:16 Q39 Dealer transaction
29:33 Q40 Different firms
30:09 Q41 Life insurance
31:26 Q42 Margin account
32:13 Q43 Real Estate
33:36 Q44 Modern Portfolio Theory
34:21 Q45 Ethics
35:11 Q46 Reg. Status
36:04 Q47 Third Party
36:38 Q48 Suitability
37:50 Q49 Performance measures
38:37 Q50 EMH
40:00 Q51 Registered persons
40:38 Q52 Commission
40:59 Q53 Risk
41:29 Q54 Life insurance
42:08 Q55 Suitability
42:58 Q56 Broker dealer
43:32 Q57 Indications of interest
43:53 Q58 DCF
44:44 Q59 Suitability
46:00 Q60 Securities
47:01 Q61 401k
47:29 Q62 IAR
48:26 Q63 Hedging
48:53 Q64 Corporate bond
49:46 Q65 NASAA
50:44 Q66 Order ticket
51:04 Q67 TIC account
51:31 Q68 Returns
52:00 Q69 Affiliate
52:14 Q70 NASAA
52:59 Q71 Portfolio Allocation
54:42 Q72 CIP
55:17 Q73 SEC Registration
55:59 Q74 NASAA comm.
57:00 Q75 Securities
57:45 Q76 Security sale
58:12 Q77 New Options acct.
58:40 Q78 REIT
59:17 Q79 Institutional investors
1:00:00 Q80 Estate
1:00:48 Q81 Trust
1:01:55 Q82 Options agreement
1:02:09 Q83 Securities
1:02:49 Q84 Advertisement
1:03:16 Q85 Advisory firm
1:03:54 Q86 NASAA
1:04:55 Q87 Variable annuity
1:05:21 Q88 Volatility
1:05:43 Q89 Returns
1:06:49 Q90 Accredited investors
1:07:10 Q91 Registration
1:08:10 Q92 Reg D
1:08:34 Q93 Risk
1:08:44 Q94 IRS
1:09:33 Q95 IRA
1:10:07 Q96 Max Contribution
1:10:49 Q97 Correspondence
1:11:21 Q98 Tax advantage
1:12:13 Q99 Disclosures
1:13:13 Q100 NSMIA