Series 66 Exam Practice Test 2 📘 | TestGeek Prep

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https://youtu.be/D9GqBl1qYrw Series 66 TestGeek intro
Time stamps:
00:00 Introduction
4:04 Standard deviation
5:00 Beta
6:07 Time value of money
6:50 Arithmetic mean
7:43 Negative correlation
8:49 Efficient market hypothesis
9:40 Modern portfolio theory and the efficient frontier
10:18 Treasury bond
11:42 Price of a bond based on yields relationship
13:13 Volatility of bonds with interest rates
14:39 For profit or income sell the option contract
16:00 For protection buy the option contract
16:53 Capital needs analysis
18:20 Market maker
20:20 American style exercise versus European style exercise
20:52 Forms of business ownership
22:00 Present value
22:30 Bottom up fundamental analysis
23:13 Renewal date for registrations is December 31
23:52 Entire universe of selections
24:41 Federally covered Investment Advisor Representative
26:22 State covered investment advisor
27:33 Federally covered investment advisor
28:41 Regulatory risk
29:55 Covered call
30:14 8K
31:20 Total return
32:20 Federally covered investment advisor
32:56 Customer orders are filled first
34:50 Parties with adverse interest to a pension plan
35:43 Index fund
37:06 Foreign stock for diversification through negative correlation
38:22 Surrender of whole life policy
39:06 Policy loan
39:36 Tax efficiency of an index fund
39:50 Opportunity cost
40:45 Referral to accountant or attorney
41:50 Head of household
42:08 Money market
42:55 Modern portfolio theory
43:42 What is and is not a sale under the Uniform Securities Act
44:38 Time horizon of the retirement portfolio
45:31 Third party solicitor
46:50 Future cash flow from a bond
47:27 What is not a person under the Uniform Securities Act
47:50 Agent of a broker/dealer
48:28 Equity index annuity
49:40 Trustees as fiduciary
50:50 Efficient market hypothesis
51:16 S corporation and a general partnership
52:17 Registering a mutual fund with the SEC
52:38 Internal rate of return
53:14 ABC test
53:50 Purpose of tangible assets in diversification
54:12 Renewal of registrations is December 31
54:48 Notification if below net worth requirement
55:20 IAR of federally covered IA registers in state if they office in state
56:49 IAR as trustee
57:15 Agent of broker/dealer
58:15 Net capital of broker/dealer
58:55 Net worth of home state
59:18 Federally cover IA
59:57 Unethical behavior
1:01:04 Agent of the issuer
1:02:15 IAR of federally covered IA
1:03:04 Soft dollar compensation
1:04:36 No guaranteed returns
1:08:15 Prepayment of fees
1:07:55 Exempt transactions
1:07:55 Less than 3o seconds
1:08:38 Email communications
1:09:33 Present value
1:10 Sell stop
1:11:00 Mean, median. mode
1:12:18 Investment Policy Statement ERISA
1:13:26 Educate customer about recommendation
1:14:34 Liquidation in bankruptcy
1:15:05 Remainderman
1:15:27 Exempt transaction if sold to institutional investor
1:15:58 Life only provides largest monthly payment
1:16:27 Delivery of brochure and free look
1:17: 00 Agent of the issuer
1:17:28 Material non public information
1:17:44 Assignment of investment advisory contracts require client consent
1:18:38 Third party instructions
1:19:24 borrowing from customers
1:20:12 Balance sheet calculations
1:20:57 Splitting commissions
1:21:34 LLC versus S corporation
1:23:00 After tax funding of a non-qualified retirement plan
1:23:18 Unsuitable for IRA
1:23:56 Receipt of a third-party check
1:25:02 Time value of money
1:25:40 Investment policy statement
1:26:02 Testamentary trust
1:26:21 Client statement of cash flow
1:26:41 Step up of cost basis
1:27:45 Value investment style
1:28:05 Balance sheet calculations