Ace the Investment Advisory Section for Series 65 & 66 📈
Prepare for the Series 65 & 66 exams with our comprehensive guide to the Investment Advisory Clients section. Boost your confidence and pass!

Ken Finnen: Cap Advantage Tutoring(Series 7 Exam)
11.5K views • Jun 18, 2024

About this video
Are you a new finance professional aiming to pass the Series 65 or Series 66 Exam? Look no further! In this video, we dive deep into the Investment Advisory Clients section, providing you with essential insights and strategies to excel. Get free expert help, understand key concepts, and boost your confidence to ace the exam.
🔍 Key Topics Covered:
Investment Advisory Clients overview
Client types and characteristics
Suitability and fiduciary duty
Key regulations and compliance
🚀 Why Watch?
Comprehensive breakdown of critical topics
Free expert guidance tailored for finance professionals
Proven tips to help you pass the Series 65 and Series 66 exams
💡 Stay Ahead of the Curve:
Subscribe for more free content designed to help you succeed in your finance career. Don't forget to like, comment, and share this video with fellow exam takers!
#Series65Exam #Series66Exam #InvestmentAdvisoryClients #FinanceExamHelp #FreeFinanceTutoring #NewFinanceProfessionals #PassYourExam #FinancialAdvisor #ExamPrep #FinanceCareer
Capital Advantage Tutoring channel (#1 channel for SIE ands Series 7 Exam ) on Youtube over 1000 videos to help you pass the FINRA and Nasaa exams
Give Achievable a try (FREE TRIAL) https://achievable.me/#a_aid=capital-advantage
If you are looking for a Series 7 top off tutor please visit
https://www.series7exam.org
Or check out Michael Weiss ( great tutor )
https://www.series7examtutor.com
For a 15% discount on STC materials
https://www.stcusa.com/referral/capitaladvantage/
Try Kindle Unlimited for free ( 30 days)
https://amzn.to/3zRo9hA
Join this channel to get access to perks:
https://www.youtube.com/channel/UCBD1Olrt3__F_-sjOeJNb4Q/join
Series 7 for Dummies--https://amzn.to/36lmX7r
Series 7 for Dummies Questions -- https://amzn.to/352vDiK
Series 6 questions-- https://amzn.to/2ToH01j
Series 6 book by Wiley -- https://amzn.to/2wpInn9
Michael Lewis ( love his take on finance )
Liars poker https://amzn.to/34J6MQH
Flash Boys https://amzn.to/34zVwFU
Money Culture https://amzn.to/2JSV6CQ
PANIC!! https://amzn.to/2Nlvd0w
#Series7exam #sieexam #finra #capitaladvantagetutoring #series7whisperer
Ken Finnen Chatham NJ
🔍 Key Topics Covered:
Investment Advisory Clients overview
Client types and characteristics
Suitability and fiduciary duty
Key regulations and compliance
🚀 Why Watch?
Comprehensive breakdown of critical topics
Free expert guidance tailored for finance professionals
Proven tips to help you pass the Series 65 and Series 66 exams
💡 Stay Ahead of the Curve:
Subscribe for more free content designed to help you succeed in your finance career. Don't forget to like, comment, and share this video with fellow exam takers!
#Series65Exam #Series66Exam #InvestmentAdvisoryClients #FinanceExamHelp #FreeFinanceTutoring #NewFinanceProfessionals #PassYourExam #FinancialAdvisor #ExamPrep #FinanceCareer
Capital Advantage Tutoring channel (#1 channel for SIE ands Series 7 Exam ) on Youtube over 1000 videos to help you pass the FINRA and Nasaa exams
Give Achievable a try (FREE TRIAL) https://achievable.me/#a_aid=capital-advantage
If you are looking for a Series 7 top off tutor please visit
https://www.series7exam.org
Or check out Michael Weiss ( great tutor )
https://www.series7examtutor.com
For a 15% discount on STC materials
https://www.stcusa.com/referral/capitaladvantage/
Try Kindle Unlimited for free ( 30 days)
https://amzn.to/3zRo9hA
Join this channel to get access to perks:
https://www.youtube.com/channel/UCBD1Olrt3__F_-sjOeJNb4Q/join
Series 7 for Dummies--https://amzn.to/36lmX7r
Series 7 for Dummies Questions -- https://amzn.to/352vDiK
Series 6 questions-- https://amzn.to/2ToH01j
Series 6 book by Wiley -- https://amzn.to/2wpInn9
Michael Lewis ( love his take on finance )
Liars poker https://amzn.to/34J6MQH
Flash Boys https://amzn.to/34zVwFU
Money Culture https://amzn.to/2JSV6CQ
PANIC!! https://amzn.to/2Nlvd0w
#Series7exam #sieexam #finra #capitaladvantagetutoring #series7whisperer
Ken Finnen Chatham NJ
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Video Information
Views
11.5K
Likes
357
Duration
01:32:22
Published
Jun 18, 2024
User Reviews
4.6
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