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Ken Finnen: Cap Advantage Tutoring(Series 7 Exam)
12.1K views β’ Oct 27, 2025

About this video
Capital Advantage Tutoring channel (#1 channel for SIE ands Series 7 Exam ) on Youtube over 300 videos to help you pass the FINRA and Nasaa exams
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0:00 intro
00:56 Who is an issuer?
01:38 What is a Viatical
02:44 What is registration by coordination
05:19 which is a Security
05:58 automatic registration of an officer of a Broker Dealer
07:19 when does an agents registration expire
07:32 what does an advior need to register
https://www.stcusa.com/referral/capitaladvantage
If you are looking for a Series 7 top off tutor please visit
https://www.series7exam.org
Or check out Michael Weiss ( great tutor )
https://www.series7examtutor.com
For a 15% discount on STC materials
https://www.stcusa.com/referral/capitaladvantage/
Try Kindle Unlimited for free ( 30 days)
https://amzn.to/3zRo9hA
my first book!!
SIE EXAM https://www.amazon.com/dp/B0F7FXQKRN
Join this channel to get access to perks:
https://www.youtube.com/channel/UCBD1Olrt3__F_-sjOeJNb4Q/join
Series 7 for Dummies--https://amzn.to/36lmX7r
Series 7 for Dummies Questions -- https://amzn.to/352vDiK
Series 6 questions-- https://amzn.to/2ToH01j
Series 6 book by Wiley -- https://amzn.to/2wpInn9
Michael Lewis ( love his take on finance )
Liars poker https://amzn.to/34J6MQH
Flash Boys https://amzn.to/34zVwFU
Money Culture https://amzn.to/2JSV6CQ
PANIC!! https://amzn.to/2Nlvd0w
#Series7exam #sieexam #finra #capitaladvantagetutoring #series7whisperer
Ken Finnen Chatham NJ
Give Achievable a try (FREE TRIAL) https://achievable.me/#a_aid=capital-advantage
0:00 intro
00:56 Who is an issuer?
01:38 What is a Viatical
02:44 What is registration by coordination
05:19 which is a Security
05:58 automatic registration of an officer of a Broker Dealer
07:19 when does an agents registration expire
07:32 what does an advior need to register
https://www.stcusa.com/referral/capitaladvantage
If you are looking for a Series 7 top off tutor please visit
https://www.series7exam.org
Or check out Michael Weiss ( great tutor )
https://www.series7examtutor.com
For a 15% discount on STC materials
https://www.stcusa.com/referral/capitaladvantage/
Try Kindle Unlimited for free ( 30 days)
https://amzn.to/3zRo9hA
my first book!!
SIE EXAM https://www.amazon.com/dp/B0F7FXQKRN
Join this channel to get access to perks:
https://www.youtube.com/channel/UCBD1Olrt3__F_-sjOeJNb4Q/join
Series 7 for Dummies--https://amzn.to/36lmX7r
Series 7 for Dummies Questions -- https://amzn.to/352vDiK
Series 6 questions-- https://amzn.to/2ToH01j
Series 6 book by Wiley -- https://amzn.to/2wpInn9
Michael Lewis ( love his take on finance )
Liars poker https://amzn.to/34J6MQH
Flash Boys https://amzn.to/34zVwFU
Money Culture https://amzn.to/2JSV6CQ
PANIC!! https://amzn.to/2Nlvd0w
#Series7exam #sieexam #finra #capitaladvantagetutoring #series7whisperer
Ken Finnen Chatham NJ
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Video Information
Views
12.1K
Likes
408
Duration
01:34:28
Published
Oct 27, 2025
User Reviews
4.6
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